Our clients’ assets are safeguarded by our custodian, Schwab Advisor Services, a division of Charles Schwab & Co, Inc. Our firm receives access to Schwab’s institutional trading and custody services, which are typically not available to Schwab retail investors. These services include brokerage services that are related to the execution of securities transactions, custody, advanced research, and access to mutual funds and other investments that are otherwise generally available only to institutional investors or would require a high minimum initial investment.
Schwab Advisor Services also makes available to our firm other services intended to help us manage and further develop our business and service capabilities. These services may include professional compliance, legal and business consulting, publications and conferences on practice management, information technology, business succession, regulatory compliance, employee benefits providers, human capital consultants, insurance and marketing.
Our firm is independently owned and operated and not affiliated with Schwab.